APAlbert Peralta
@albertperaltausm
Audit Manager and Compliance specialist leading AML, OFAC, KYC, and risk-based audit programs.
United StatesWhat I'm looking for
I am an Audit Manager and Compliance specialist with 9+ years designing, executing, and leading internal audit and regulatory testing programs across major U.S. financial institutions. I have deep expertise in AML/Financial Crimes, OFAC/sanctions, KYC/CDD, Consumer Banking, Retail Credit Risk, and regulatory change management.
I have led multi-jurisdictional and remote teams for Citi, Wells Fargo, AIG, and Bank of America, delivering risk-based audit planning, control testing, remediation validation, and stakeholder engagement that improved remediation credibility and reduced outstanding corrective actions.
I seek USD-paid remote roles (full-time or contract) in audit, compliance, or risk where I can lead engagements, strengthen control environments, mentor teams, and coordinate cross-functional remediation and governance efforts.
Experience
Work history, roles, and key accomplishments
CILead regional and country-level audit programs over personal banking and Compliance, driving risk-based planning, execution, and remediation validation to protect firm reputation and ensure regulatory compliance.
CIValidated Compliance Technology and data governance controls, designed regulatory change sourcing tests, and executed AML remediation testing to improve remediation credibility and speed to closure.
WFCo-led audits of Wealth & Investment Management controls, executed regulatory and operational testing including investment compliance, and delivered remediation roadmaps to senior management.
AIManaged audits of Bloomberg AIM controls, change and access management, and business continuity reviews to validate recovery objectives and control automation effectiveness.
BALed AML centralized issues team, coordinated and validated remediation plans reducing outstanding corrective actions by 60% in 12 months, and performed transaction monitoring and OFAC/CDD testing.
BAConducted financial crimes, retail credit risk, and consumer banking audits including correspondent banking reviews, Reg O and card underwriting assessments, and teller loss and consumer compliance testing.
Education
Degrees, certifications, and relevant coursework
MCMonroe College
Bachelor, Accounting
Completed a Bachelor degree in Accounting at Monroe College, graduating in 2015.
Tech stack
Software and tools used professionally
Availability
Location
United StatesAuthorized to work in
Social media
Job categories
Skills
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