Open to opportunities

Abhishek Gupta

@abhishekgupta5

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Subject Matter Expert in Investment Banking Operations with 15 years experience.

India

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What I'm looking for

I am looking for a role that challenges my expertise and allows for professional growth in a dynamic environment.

I am a Subject Matter Expert with over 15 years of experience in Investment Banking Operations, specializing in Capital Markets, Collateral Management, and Regulatory Reporting. My career has been marked by a strong focus on Data Governance and Quality, enabling me to effectively coordinate with trading desks and settlement teams to achieve optimal results.

Throughout my tenure at leading financial institutions like Barclays and UBS, I have successfully managed various critical functions, including the transition of legacy systems to modern platforms. My ability to lead teams, conduct training sessions, and ensure timely settlements has been pivotal in driving efficiency and accuracy in operations.

Recognized for my contributions, I have received multiple awards for my performance and have consistently ranked among the top performers in my field. I am passionate about leveraging my expertise to contribute to innovative projects and drive operational excellence in the financial sector.

Experience

Work history, roles, and key accomplishments

Current

Assistant Vice President

Current

Barclays

May 2023 - Jan 2025 (1 year 8 months)

As Assistant Vice President at Barclays, I managed stock borrow loans and coordinated with various teams for collateral management and data governance. I successfully transitioned legacy systems to new platforms and led UAT sessions for training. My role involved critical decision-making for project implementations in equity financing.

Data Governance Project Management UAT Equity Financings Regulatory Compliance Team Leadership Time Management Communication

Authorized Officer

UBS Business Solutions India Pvt Ltd.

Oct 2020 - Jan 2023 (2 years 3 months)

In my role as Authorized Officer at UBS, I managed the Global Billing Team and ensured timely settlements for stock loan billing. I played a key role in SFTR regulatory reporting and collaborated across teams to resolve issues and escalations, contributing to smooth operational delivery.

Billing Management Regulatory Reporting Team Management Problem Solving Data Analysis Communication Time Management

Associate – Stock Borrow Lending

Deutsche Bank Operations International

Nov 2011 - Oct 2020 (8 years 11 months)

As an Associate at Deutsche Bank, I managed stock loan operations, focusing on collateral and exposure management. I supported senior analysts and ensured accurate reconciliation of accounts while prioritizing high-value trades and managing training for new team members.

Reconciliations Time Management Problem Solving Communication

Derivatives Trader

Adroit Financial Services Pvt. Ltd.

Dec 2009 - Oct 2011 (1 year 10 months)

As a Derivatives Trader at Adroit, I focused on locating arbitrage opportunities in equity and derivatives markets. I gained extensive knowledge in capital markets and developed various trading strategies, enhancing my analytical and decision-making skills.