Aanchu Gupta
@aanchugupta
Capital market associate experienced in trade settlement, market registration, and compliance.
What I'm looking for
I am a capital markets professional with 4.1 years of hands-on experience in trade settlement, market registration, and finance operations.
At MUFG Pension & Market Services I managed end-to-end market registration for multiple UK-listed companies, coordinated cross-functional teams, and led regulatory communications to resolve issues and meet compliance requirements.
Previously at SS&C Technologies I supported account opening, transfers, and complex cases such as death and divorce, driving process improvements to boost accuracy and efficiency while meeting SLAs.
I bring knowledge of pension regulations and financial reporting standards, strong client relationship and team collaboration skills, and a focus on risk monitoring and regulatory control implementation.
Experience
Work history, roles, and key accomplishments
Capital Market Associate
MUFG Pension & Market Services
May 2024 - Jun 2025 (1 year 1 month)
Managed end-to-end market registration for multiple UK-listed issuers, coordinated cross-functional teams to ensure timely regulatory submissions, and handled legal cases including grants of representation and powers of attorney while maintaining compliance with capital markets regulations.
Executed account openings, transfers and payments, managed complex death/divorce cases to meet SLAs, improved operational accuracy and efficiency through process enhancements, and monitored credit and market risks.
Education
Degrees, certifications, and relevant coursework
Vinayak Ganesh Vaze College of Arts, Science & Commerce
Master of Commerce, Advanced Accountancy
Grade: 6/10
Completed M.Com in Advanced Accountancy in 2024 with coursework focused on advanced accounting principles and financial reporting.
University of Mumbai
Bachelor of Commerce, Commerce
Grade: 6/10
Completed B.Com in Commerce in 2021 with coursework covering core commerce and accounting subjects.
Tech stack
Software and tools used professionally
Availability
Location
Authorized to work in
Job categories
Skills
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