Open to opportunities

Aanchu Gupta

@aanchugupta

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Capital market associate experienced in trade settlement, market registration, and compliance.

India

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What I'm looking for

I seek roles in capital markets or finance operations with regulatory compliance focus, collaborative teams, clear growth paths, and opportunities to apply trade settlement and market-registration expertise.

I am a capital markets professional with 4.1 years of hands-on experience in trade settlement, market registration, and finance operations.

At MUFG Pension & Market Services I managed end-to-end market registration for multiple UK-listed companies, coordinated cross-functional teams, and led regulatory communications to resolve issues and meet compliance requirements.

Previously at SS&C Technologies I supported account opening, transfers, and complex cases such as death and divorce, driving process improvements to boost accuracy and efficiency while meeting SLAs.

I bring knowledge of pension regulations and financial reporting standards, strong client relationship and team collaboration skills, and a focus on risk monitoring and regulatory control implementation.

Experience

Work history, roles, and key accomplishments

Capital Market Associate

MUFG Pension & Market Services

May 2024 - Jun 2025 (1 year 1 month)

Managed end-to-end market registration for multiple UK-listed issuers, coordinated cross-functional teams to ensure timely regulatory submissions, and handled legal cases including grants of representation and powers of attorney while maintaining compliance with capital markets regulations.

Market Registration Trade Settlement Regulatory Compliance Legal Documentation Client Communication

Financial Associate

SS&C Technologies

Oct 2021 - Apr 2024 (2 years 6 months)

Executed account openings, transfers and payments, managed complex death/divorce cases to meet SLAs, improved operational accuracy and efficiency through process enhancements, and monitored credit and market risks.