Harshal Joshi

Produced portfolio exposure, drift and performance analysis for multi-asset portfolios exceeding $2.2B AUM. Validated and executed 100+ daily securities trades while maintaining operational controls and compliance.

Served as primary liaison for discretionary managed accounts exceeding $15M AUM, coordinating with advisors and custodians. Produced portfolio performance reports and supported trade lifecycle activities.

Provided quotes and executed 50+ daily investment trades across FX, equities, bonds, bullion, ETFs, mutual funds and options. Supported portfolio performance analysis and investment product transactions.

Delivered professional client service while supporting client acquisition and cross-selling. Maintained KYC, AML and FATCA compliance across registered investment accounts.

Grade: 3.4/4

Post-Graduate Diploma in Financial Services Compliance from Seneca College, Toronto, Canada, with a GPA of 3.4/4.

Grade: 3.35/4

Post-Graduate Diploma in Financial Planning from Centennial College, Toronto, Canada, with a GPA of 3.35/4.

Grade: A

Bachelor's degree from Mithibai College, Mumbai, India, with a grade of A.