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Swati Jagetiya

@swatijagetiya

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Quality Assurance Analyst with expertise in KYC/AML compliance.

India

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What I'm looking for

I am looking for a role that challenges me and allows for professional growth in compliance and risk management.

I am a Quality Assurance Analyst with over 4 years of experience in the financial services industry, specializing in KYC/AML, client onboarding, and regulatory compliance. My journey has been marked by a commitment to enhancing processes and ensuring compliance, which has led to significant improvements in team performance and client satisfaction.

At Wipro Ltd, I have successfully led Periodic Reviews and Client Refresh for high-risk clients, ensuring accurate risk ratings and compliance across various jurisdictions. My proficiency in tools like LexisNexis and D&B has enabled me to conduct thorough due diligence and prepare compliance-ready reports that mitigate financial and reputational risks. I take pride in training team members and contributing to the enhancement of internal compliance tools, fostering a culture of continuous improvement.

Recognized for my dedication and problem-solving skills, I have received multiple “Best Employee of the Month” awards and appreciations from clients and management alike. I am passionate about leveraging my skills to drive compliance and operational excellence in my next role.

Experience

Work history, roles, and key accomplishments

Current

Quality Assurance Analyst

Current

Wipro Ltd

Sep 2021 - Present (3 years 9 months)

Led Periodic Reviews and Client Refresh (PRCR) for high-risk clients, ensuring accurate risk ratings and CIP verification across multiple jurisdictions. Conducted enhanced due diligence using tools like LexisNexis, D&B, World Check, FinCEN, OFAC, and SDN lists to ensure AML compliance. Prepared compliance-ready reports supporting client onboarding and renewal decisions, mitigating financial and re

Onboarding Regulatory Compliance Risk Assessment Due Diligence LexisNexis World Check FinCEN OFAC Reporting

Coordinator

New Hari bhakti Business Services LLP

Jan 2021 - Jul 2021 (6 months)

Coordinated with Banks, Small and Mid-Corporate clients for loan processing and KYC document review. Prepared financial reports, ensuring compliance with bank requirements. Maintained reports and handled the reporting part.

Loan Processing Financial Reporting Compliance Communication Reporting MS Office

Junior Assistant

Way 2 Wealth

Apr 2019 - Sep 2020 (1 year 5 months)

Performed KYC analysis for life insurance, health insurance, and death claims, ensuring compliance and risk mitigation throughout the claims process. Managed end-to-end processes for Mediclaim, death claims, policy surrenders, and investment maturity. Coordinated with clients and third-party administrators (TPA) for claims processing.

KYC Health Insurance Policy Management Risk Mitigation Reporting MS Office

Education

Degrees, certifications, and relevant coursework

Yashwantrao Chavan Open University Mumbai

MBA, Finance

Grade: 8.23 CGPA

Completed a Master of Business Administration with a focus on Finance, achieving a CGPA of 8.23. This program provided a strong foundation in financial management and business strategy.

Mumbai University

M.Com, Banking & Finance

Grade: 7.63 CGPA

Obtained a Master of Commerce in Banking & Finance, with a CGPA of 7.63. The curriculum covered advanced topics in banking operations, financial markets, and regulatory compliance.

Mumbai University

B.Com, Banking & Insurance

Completed a Bachelor of Commerce in Banking & Insurance. This degree provided foundational knowledge in financial services, insurance principles, and banking operations.