Sudarshan Srivastava

At ICICI Securities, I performed KYC screening, AML checks, customer due diligence, and end-to-end client onboarding in equity broking. I verified identity and financial documents, assessed client risk profiles, and escalated anomalies in line with SEBI, AMFI, and PMLA requirements.

I maintained audit-ready EDD records, supported evidence collation for compliance reviews, and tracked case status and turnaround times in MS Excel. I achieved zero compliance escalations throughout my onboarding tenure.

At Chanakya ERP, I reviewed B2B corporate onboarding documentation, including business registrations and entity information. This strengthened my foundation in entity-level verification, documentation, and cross-functional coordination with operations, legal, and finance teams.

Since June 2024, I’ve deepened my regulatory grounding through self-study of FATF recommendations, beneficial ownership, PEP screening, PMLA, FIU-IND reporting, and AML typologies. I also built a case-study project simulating suspicious transaction identification, investigation documentation, and mock STR filing.