Open to opportunities

Sarah Joyce

@sarahjoyce

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Experienced compliance officer with a focus on regulatory compliance.

Nigeria

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What I'm looking for

I seek a role in a dynamic compliance department where I can leverage my skills and contribute to regulatory adherence and risk management.

I am a compliance officer with over 5 years of experience in regulatory compliance, financial compliance, and AML/CFT compliance. My journey has equipped me with a keen attention to detail, strong problem-solving skills, and the ability to work effectively in teams. I am passionate about ensuring that organizations adhere to regulations while fostering a culture of compliance.

Currently, I work at Coronation Asset Management, where I handle statutory filings, prepare fund management reports, and conduct compliance training. My previous role at Seally Blue Water involved managing the legal and regulatory framework of the company, where I developed and implemented compliance work plans and presented compliance reports to management. I have also held leadership positions, such as Public Director at Hertfordshire Students’ Union, where I represented over 24,100 students and managed a charity budget.

Experience

Work history, roles, and key accomplishments

Current

Compliance Officer

Current

Coronation Asset Management

Jan 2023 - Present (3 years 5 months)

As a Compliance Officer, I manage statutory filings, prepare fund management reports, and ensure transaction monitoring and risk optimization. I interface with regulators and provide AML/CFT training to staff, while also performing compliance testing and secretariat duties.

Regulatory Compliance AML CFT Compliance Monitoring Transaction Monitoring Compliance Secretariat Duties

Compliance Officer

Seally Blue Water

Jan 2020 - Jan 2023 (3 years)

In my role as Compliance Officer, I handled the legal and regulatory framework, developed compliance work plans, and managed compliance reports. I prepared presentations for management meetings and performed various administrative duties.

Legal Compliance Legal Framework Compliance Reporting Work Plan Development Risk Management Internal Breaches Escalation

Public Director/Vice President

Hertfordshire Students’ Union

Jan 2018 - Feb 2018 (1 month)

As Public Director, I represented over 24,100 students, produced strategic plans for the charity, and organized sessions for student engagement. I upheld academic views at meetings with the university management.

Student Representation Strategic Planning Stakeholder Engagement Team Leadership

Insurance Officer

Insurance Collections Bureau

Jan 2016 - Jan 2017 (1 year)

In my role as Insurance Officer, I managed client lists for major insurance providers, contacted customers regarding debts, and prepared legal letters of demand. I provided language services to French-speaking clients.

Debt Management Client Communication Legal Documentation Team Collaboration

Market Research Officer

ESA Market Research

Jan 2016 - Feb 2016 (1 month)

As a Market Research Officer, I collated data from field staff, managed client portfolios, and proofread reports. I acted as a liaison between clients and customers to collect feedback.

Data Collation Client Management Report Proofreading Feedback Team Collaboration

Administrative Intern

Mobil Cameroon (COTCO)

Aug 2015 - Sep 2015 (1 month)

During my internship, I gained knowledge of administrative duties, worked with the environment preservation department, and translated documents. I also attended meetings and presented findings.

Administrative Support Translation Research Meeting Attendance Presentation Skills Environmental Awareness