payal guptaPG
Open to opportunities

payal gupta

@payalgupta

Results-driven finance and compliance professional with extensive experience.

India
Message

What I'm looking for

I am seeking a role that offers growth opportunities in finance and compliance, within a supportive company culture.

I am a results-driven finance and compliance professional with over three years of experience in transfer agency treasury services and more than four years in secretarial and corporate compliance, taxation, and auditing. My expertise lies in AML/KYC regulations, investor services, legal documentation, and financial transactions. I am adept at managing high-value fund transfers while ensuring regulatory compliance and streamlining financial operations.

In my role as a Senior Executive at NAV Consulting Inc., I processed various payment types for third-party vendors and investor redemptions, ensuring compliance with AML/KYC regulations. I have strengthened internal processes to facilitate secure and compliant fund transfers, collaborated with internal teams to enhance customer service, and resolved discrepancies efficiently. My previous experience as an Associate Company Secretary involved managing MCA-21 portal filings, drafting corporate documents, and conducting statutory audits, showcasing my comprehensive understanding of corporate law and financial compliance.

Experience

Work history, roles, and key accomplishments

KJ

Associate Company Secretary

K.J. Services (CA Sonal Jain)

Feb 2018 - Present (7 years 5 months)

Managed MCA-21 portal filings and drafted legal documents such as notices, resolutions, and minutes of board meetings. Conducted statutory audits and led stock audits, while also filing GST, TDS, and Income Tax returns.

Education

Degrees, certifications, and relevant coursework

VJ

Vidhyasthali Law College, Jaipur

LL.B, Law

Completed a Bachelor of Laws degree. Studied various aspects of law, preparing for a career in legal and compliance fields.

IC

ICSI

Company Secretary (CS), Company Secretaryship

Obtained the Company Secretary qualification from ICSI. Focused on corporate governance, secretarial practices, and legal compliance.

IC

ICAI

CA-Inter (IPCC), Chartered Accountancy

Completed the Intermediate Professional Competence Course from ICAI. Gained knowledge in accounting, auditing, and taxation.

UR

University of Rajasthan

M.Com (A.B.S.T), Accountancy and Business Statistics

Earned a Master of Commerce degree with a specialization in Accountancy and Business Statistics. Developed advanced understanding of financial management and statistical analysis.

KM

Kanoriya PG Mahila Mahavidyalaya

B.Com, Commerce

Completed a Bachelor of Commerce degree. Acquired foundational knowledge in commerce, accounting, and business principles.

Tech stack

Software and tools used professionally

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payal gupta - Sr. Executive, Transfer Agency Treasury Services - NAV Consulting Inc. | Himalayas