Open to opportunities

Monika Sharma

@monikasharma4

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Detail-oriented compliance professional with 3+ years of experience.

India

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What I'm looking for

I am looking for opportunities in compliance and risk management within dynamic financial firms that value professional growth and a commitment to regulatory excellence.

I am a detail-oriented and compliance-driven professional with over 3 years of experience in Project Management Support, Financial Documentation, Risk Operations, and Data Protection. My expertise lies in handling credit documentation, conducting compliance audits, and managing data privacy processes, including GDPR and ISO 27001. I have a proven track record in supporting private banking and investment operations, ensuring adherence to regulatory standards.

Throughout my career, I have successfully verified customer KYC and loan documentation, achieving 100% compliance with RBI regulations. My role as a KYC Executive at Avtaran Capital Advisors involved managing credit documentation for significant project finance accounts and coordinating with legal teams to resolve discrepancies. I am actively pursuing certifications in Risk Management and Regulatory Compliance to deepen my domain expertise and enhance my contributions to the financial sector.

Experience

Work history, roles, and key accomplishments

KYC Executive

Avtaran Capital Advisors Pvt Ltd

Jun 2018 - Dec 2023 (5 years 6 months)

Verified customer KYC and loan documentation, ensuring 100% RBI compliance. Managed credit documentation for

50+ crore project finance accounts. Coordinated with internal legal teams and clients to resolve discrepancies.

KYC Loan Documentation RBI Compliance Excel Google Workspace

Account Executive

Bank of Tokyo

Jan 2022 - Aug 2022 (7 months)

Reconciled daily accounts and generated variance reports for audits. Supported RTGS/NEFT compliance monitoring and documentation controls. Improved data accuracy in financial reporting by 15%.

Account Reconciliation Variance Reports RTGS NEFT Compliance Financial Reporting

Junior Accountant

N K Mittal & Associates

Aug 2015 - Apr 2017 (1 year 8 months)

Filed monthly IT returns and managed vendor reconciliations. Improved billing cycle automation, reducing manual efforts by 20%. Assisted in client audits and statutory documentation filing.

IT Returns Vendor Reconciliation Audit

Education

Degrees, certifications, and relevant coursework

University of Mumbai

Master of Commerce, Accountancy & Finance

2020 - 2021

Completed a Master's degree focusing on advanced topics in Accountancy and Finance. Gained in-depth knowledge of financial principles and accounting practices.

NIIT Institute of Finance, Banking & Insurance

PG Diploma, Banking

2015 - 2016

Obtained a Post Graduate Diploma in Banking, focusing on the intricacies of the finance and banking sector. Developed expertise in banking operations and financial instruments.

University of Mumbai

Bachelor of Commerce, Commerce

2011 - 2014

Earned a Bachelor's degree in Commerce, building a strong foundation in business and financial concepts. Covered subjects such as accounting, economics, and business law.