Madhav Kumar Mishra
@madhavkumarmishra
Experienced investment banking operations specialist in trade and stock transfer.
What I'm looking for
I am an investment banking operations professional with over 10 years of experience across back-office and middle-office functions, specializing in trade management, credit underwriting, and stock transfer operations. I have worked with major service providers and banks, handling trade confirmation, booking, amendments, cancellations, validations and depot/stock transfers.
My background includes roles at Infosys BPO/BPM, WNS, Hexaware (as SME), and Saxo Bank, where I led process improvements, automation initiatives and day-to-day operational risk and reconciliation tasks. I have delivered SLA-driven reporting, real-time repo monitoring, and coordination with custodians, brokers and onshore teams to resolve fail trades and settlement issues.
I focus on accuracy, timely escalation, and automation to improve throughput and reduce manual effort; notable achievements include process automation proposals that saved operational time and multiple performance awards for quality and productivity.
Experience
Work history, roles, and key accomplishments
Stock Transfer Specialist
Saxo Bank
Mar 2021 - Present (4 years 6 months)
Manage stock transfer operations, migration, escalations and reconciliations while automating SWIFT instructions and producing EOD risk and reconciliation reports to ensure timely settlement and reduce manual exceptions.
Trade Management Specialist
Hexaware Technologies
Dec 2019 - Mar 2021 (1 year 3 months)
Provided trade services and trade processing including execution, position management, allocations and risk monitoring; researched unrecognized trades and drove same-day validation or cancellation to meet SLAs.
Process Specialist - Trade Management
Infosys BPM
Feb 2016 - Dec 2019 (3 years 10 months)
Executed trade lifecycle tasks including settlement monitoring, fail validation, depot transfers and cross-border securities movements while maintaining SLA metrics for accuracy and TAT.
Senior Process Associate
WNS Global Services
Jan 2015 - Dec 2015 (11 months)
Underwrote personal loans for Mashreq Bank portfolio including document validation, income and credit checks, DSR calculation and fraud/AML screening to ensure compliant disbursals.
Process Executive - Underwriter
Infosys BPO
Feb 2014 - Jan 2015 (11 months)
Approved personal loans for Suncorp Bank after validating documentation, improved team productivity and quality as a domain trainer and led audit and onboarding activities.
Education
Degrees, certifications, and relevant coursework
C.M. College Darbhanga, Lalit Narayan Mithila University
Bachelor of Commerce (Hons), Commerce
Completed Bachelor of Commerce (Hons) at C.M. College affiliated with Lalit Narayan Mithila University, graduating in 2012.
C.M. College Darbhanga
Higher Secondary (10+2), Commerce
Completed 10+2 in Commerce at C.M. College, Darbhanga under the Bihar School Examination Board in 2009.
M.L. Academy
Secondary School Certificate (10th), General
Completed secondary education (10th grade) under the Bihar School Examination Board.
Availability
Location
Authorized to work in
Job categories
Skills
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