Open to opportunities

Kazim Ali

@kazimali

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Experienced banking professional specializing in AML compliance and risk mitigation.

Pakistan

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What I'm looking for

I am looking for a role that offers growth opportunities and a collaborative work environment focused on compliance and risk management.

I am a banking professional with over 11 years of experience in various compliance functions, particularly in Anti-Money Laundering (AML) monitoring and financial crime risk mitigation. My expertise lies in maintaining and analyzing comprehensive Management Information System (MIS) reports to support compliance processes effectively. Currently, I am working at the National Bank of Pakistan as a Quality Assurance professional, where I conduct thorough reviews of transaction monitoring alerts and KYC processes to ensure adherence to regulatory standards.

Throughout my career, I have held various roles, including AML Analyst and Manager in different banks, where I have developed and implemented Standard Operating Procedures (SOPs) for Quality Assurance Units. I have a proven track record of identifying gaps in compliance processes and providing actionable feedback to enhance the quality of investigations. My analytical skills and attention to detail have enabled me to contribute significantly to the organizations I have been part of, ensuring that compliance measures are not only met but exceeded.

Experience

Work history, roles, and key accomplishments

Current

Quality Assurance – AML/CFT

Current

National Bank of Pakistan

May 2023 - Present (2 years 3 months)

Conducted Quality Assurance Reviews of TMS alerts and KYC alerts, ensuring compliance with FCCM standards. Reported significant exceptions and assisted in developing Standard Operating Procedures for the Quality Assurance Unit.

Quality Assurance AML CFT Standard Operating Procedures Compliance Reporting

Manager Transaction Monitoring

Dubai Islamic Bank

Jun 2021 - May 2023 (1 year 11 months)

Reviewed daily tasks for SAS AML Alerts and ensured proper closures, escalating quality alerts to branches for appropriate inquiry. Prepared MIS for Escalation Matrix and reported daily activity to the Unit Head TMS.

Transaction Monitoring KYC STR Reporting Team Supervision

Manager Quality Assurance AML

Bank Alfalah Limited

Jun 2020 - May 2021 (11 months)

Counter-reviewed transaction monitoring alerts and identified gaps in disposed alerts, providing feedback to analysts and senior stakeholders. Performed quality assurance reviews of STRs/CTRs and highlighted non-compliance instances.

Quality Assurance AML Transaction Monitoring Compliance

AML Analyst

National Bank of Pakistan

Mar 2017 - Jun 2020 (3 years 3 months)

Monitored transactions daily through the AML transaction monitoring system (FCCM) and obtained branch feedback on uncertain transactions. Identified suspicious activities and reported them to the Team Leader for further action.

AML Transaction Monitoring Suspicious Activity Reports Compliance Email Communication

AML Analyst

Habib Bank Limited

Feb 2016 - Mar 2017 (1 year 1 month)

Managed and handled alerts in the AML application (MANTAS), including review, analysis, and investigation to mitigate AML/CFT risks. Ensured timely identification and investigation for STR preparations and resolved FMU queries.

AML Mantas CFT Risk Mitigation STR Regulatory Compliance

AML Analyst

Bank Al Habib

Jun 2014 - Feb 2016 (1 year 8 months)

AML Mantas CFT Risk Mitigation STR Regulatory Compliance

Education

Degrees, certifications, and relevant coursework

SZABIST

MBA Finance, Finance

Grade: 3.04

Completed a Master of Business Administration with a focus on Finance, achieving a CGPA of 3.04. This program enhanced my understanding of financial principles and their application in business.

SZABIST

BBA Finance, Finance

Grade: 3.01

Earned a Bachelor of Business Administration in Finance, with a CGPA of 3.01. This foundational degree provided comprehensive knowledge in financial management and economic principles.