Open to opportunities

Diego Andres Moreno Moreno

@diegoandresmorenomor

Message

I assess regulatory and operational risk, strengthen controls, and deliver executive risk reporting.

Canada

Message

At the Financial Consumer Agency of Canada, I assess compliance and operational risk across federally regulated financial institutions, translating supervisory data into risk indicators, reports, and remediation expectations. I also contributed to machine-learning and AI text-processing tools that prioritize risk-based reviews and automate compliance workflows.

Across banking, government, and nonprofit organizations, I’ve built risk assessments, audit programs, control systems, and risk reporting grounded in COSO, Basel II/III, FCPF, and OSFI guidance. I bring 15+ years of experience in enterprise risk, internal audit, AML/KYC, credit risk, third-party risk, and bilingual English-Spanish stakeholder engagement.

Experience

Work history, roles, and key accomplishments

Current

Supervision Officer

Current

Financial Consumer Agency of Canada

Jan 2022 - Present (4 years 8 months)

Coordinate risk identification and assessment activities across federally regulated financial institutions, functioning as an independent second-line assessor of whether institutions' controls adequately mitigate compliance and operational risk. Evaluate strategic, operational, regulatory, and reputational risk exposures; interpret and apply legislation, regulation, and guidance to build structure

Enterprise Risk Management RCSA Risk Assessment Risk Reporting KRIs Regulatory Compliance OSFI Guidelines FCPF Root Cause Analysis Audit Remediation Tracking Third Party Risk Power BI Excel SAS Machine Learning AI Mentorship

Senior Accountant — Federal Funding Compliance & Risk

Social Research and Demonstration Corporation

Jan 2019 - Jan 2022 (3 years)

Designed and executed risk-based audit programs assessing third-party service providers' controls and processes against federal funding requirements. Designed and implemented a claims validation and control system that reduced processing errors by 40% and strengthened internal controls in alignment with COSO.

Risk Based Audit Third Party Risk Internal Controls COSO Financial Reporting Variance Analysis Budgeting Forecasting Change Management

Senior Accounting Analyst II

Shepherds of Good Hope

Jan 2018 - Jan 2019 (1 year)

Performed project financial analysis, donor reporting, and operational-risk monitoring; conducted variance analysis and recommended control improvements.

Financial Analysis Donor Reporting Operational Risk Variance Analysis Internal Controls

Senior Auditor — Internal Control Division (ICD)

Secretaria de Gobierno de Bogotá

Jan 2016 - Jan 2017 (1 year)

Led multidisciplinary teams through the full audit lifecycle for risk-based audits of government programs with budgets up to CAD $40M. Identified fraud risks, IT vulnerabilities, control gaps, and non-compliance; developed risk matrices and audit plans aligned to COSO and Basel II & III.

Audit Risk Assessment COSO Basel II III Basel III Fraud and Risk IT Audit Root Cause Analysis Business Continuity Risk Reporting

Chief Accounts Officer

Hands on Art

Jan 2014 - Jan 2016 (2 years)

Managed financial statements, internal controls, and regulatory compliance reporting; liaised with external stakeholders and government auditors to meet state and federal requirements.

Financial Management Internal Controls Regulatory Compliance Stakeholder Engagement

Credit / Senior Risk Analyst — LATAM

Scotiabank

Jan 2006 - Jan 2011 (5 years)

Conducted AML/KYC due diligence, credit risk assessments, and portfolio reviews; performed periodic process reviews to identify and close control gaps. Contributed to a financial model for credit card platform modernization, incorporating AML/ATF controls and sanctions protections.

AML KYC Credit Risk Portfolio Review Process Improvement Financial Modeling Regulatory Compliance

Education

Degrees, certifications, and relevant coursework

Carleton University

Post-Baccalaureate Diploma, Accounting

Post-Baccalaureate Diploma in Accounting from Carleton University, completed in 2022.

Queensland University of Technology

MBA, Professional Accounting

MBA in Professional Accounting from Queensland University of Technology, completed in 2014, recognized as a Master's degree by World Education Services.