Caren Go

I am a Compliance and Fraud Analyst with over a decade of experience across iGaming, fintech, and professional services, supporting U.S. Registered Investment Advisers on marketing material reviews, Form ADV and Form D filings, and compliance documentation. I specialize in regulatory compliance, fraud detection, and risk mitigation, with hands-on expertise interpreting and applying complex regulations including UKGC, AML, GDPR, and SEC rules while maintaining operational efficiency and ethical integrity.

My background includes maintaining Forms ADV/D, drafting compliance manuals, executing risk-based CDD/EDD, conducting sanctions/PEP/adverse media screening and OSINT, and leading high-value fraud investigations. I have developed fraud detection reports, supported SAR preparation, trained staff on regulatory protocols, and used tools such as Excel, SQL, Salesforce, OpenSanctions, and OpenCorporates to produce clear UBO mapping and actionable escalation documentation.