Open to opportunities

brian collings

@briancollings

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Experienced compliance director with a focus on financial crime operations.

United States

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What I'm looking for

I am looking for a role that challenges me and allows for growth in compliance and risk management within the health insurance industry.

I am a seasoned professional with over 25 years of experience in directing global financial crime operations, risk management, and compliance. My career has been dedicated to enhancing corporate compliance within the banking and health insurance industries. I have successfully led large teams in investigations, operational leadership, and project management, ensuring adherence to regulatory standards and improving organizational efficiencies.

Throughout my tenure at TD Bank, Deutsche Bank, and JPMorgan Chase, I have developed a robust skill set in managing complex investigations and compliance programs. I have designed and implemented training programs, improved audit risk strategies, and managed vendor relationships to drive compliance execution. My commitment to excellence is evident in my ability to lead successful projects under budget while maintaining high-quality standards.

As I seek new opportunities as an SIU Director in the health insurance sector, I am eager to leverage my extensive background in financial crime oversight and risk management to contribute to a forward-thinking organization. I am passionate about fostering a culture of compliance and continuous improvement, ensuring that organizations not only meet regulatory requirements but also thrive in a competitive landscape.

Experience

Work history, roles, and key accomplishments

Current

Head of US Adjudication SIU

Current

TD Bank

Jan 2023 - Present (2 years 4 months)

Provided strategic direction and risk management for AML operational processes, fraud, and regulatory remediation. Led AML Manual and Systematic Detection Teams, Branch & LOB Unusual Transaction Reporting Teams, Name Screening Teams, Currency Transaction Filing Unit, and FinCEN 314A Unit.

AML Fraud Detection Regulatory Compliance Risk Management Financial Intelligence Team Leadership

Global Compliance Director

Deutsche Bank

Jan 2021 - Present (4 years 4 months)

Directed US SAR Quality, Financial Crime Training, Reporting, and Regulatory Special Project Lookback Investigation teams. Designed and implemented an electronic online platform and Learning Hub for Financial Crime Operations Units. Managed vendor relationships and delivered final reports to stakeholders and regulators.

Regulatory Reporting Project Management Vendor Management Jira Process Improvement Compliance Operations

Global Compliance Director

HSBC Bank NA

Jan 2009 - Present (16 years 4 months)

Directed the firm's Anti-Money Laundering BSA programs, focusing on accurate and timely Suspicious Activity Reports (SARs). Managed large units responsible for daily, weekly, and monthly SAR volume and directed SAR Quality and Training for US Financial Crime Investigation Units. Completed successful lookback projects and improved operational key risk indicators.

AML BSA Regulatory Compliance Financial Crime Investigations Project Management

Debit Card & ATM Fraud Claims Manager

Commerce Bank

Jan 2006 - Present (19 years 4 months)

Managed the fraud team's debit credit card & ATM investigations and operations. Oversaw Regulation E fraud claims across 1275 branch locations and monitored 2.5 million ATM/Debit cards for fraud worldwide. Collaborated with Law Enforcement and Visa Operations to prevent fraud and completed Suspicious Activity Reports (SARs).

Fraud Investigation ATM Debit Card Fraud Reg. E Claims Management

Police Officer / Detective

Borough of Glassboro & Runnemede

Enforced laws, investigated crime, and made arrests as a Police Officer/Detective. Worked closely with the judiciary system at county, state, and federal levels. Conducted detective insurance fraud assignments and partnered with other Law Enforcement agencies.

Working With Law Enforcement Investigation Arrest Procedures Judicial Systems

Global Director

JPMorgan Chase

Jan 2014 - Present (11 years 4 months)

Directed Anti-Money Laundering BSA programs, ensuring accurate and timely Suspicious Activity Reports (SARs) across all Lines of Business. Led Credit Card and Merchant Service Investigations, Asset Management Investigations, and Consumer Business Banking Investigations. Managed global project teams to build out US Request for Information (RFI) and outbound 314B requests.

AML BSA Financial Crime Investigations Regulatory Compliance