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aravind mAM
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aravind m

@aravindm2

Institutional investment operations professional at Wells Fargo who processes securities transfers across DTC, DWAC, DRS, FOP and DVP/RVP.

India
Message

At Wells Fargo International Solutions Pvt. Ltd., I manage asset transfer activities for Prime and Safekeeping accounts, processing securities deliveries and receipts across DTC, FED, DWAC, DRS, FOP and DVP/RVP. I validate instructions, positions and settlement details, and complete required post-settlement checks.

At Jana Small Finance Bank Ltd., I managed and coordinated a 15+ member team in operational risk management. I supported RCSAs, control testing, issue remediation and risk reporting, and received Quality Excellence and Risk & Control Excellence recognition.

At Accenture Services Private Ltd., I conducted third-party risk assessments, reviewed vendor controls and coordinated remediation. Earlier, at Hinduja Global Solutions (HGS), I handled customer inquiries and used CRM systems to maintain customer interaction records.

Experience

Work history, roles, and key accomplishments

Wells Fargo International Solutions Pvt. Ltd. logoWL
Current

Senior Manager – Institutional Investment Operations

Nov 2024 - Present (2 years)

Manage end-to-end asset transfer activities, supporting securities deliveries and receipts across DTC, FED, DWAC, DRS, FOP, DVP/RVP, manual transfers and iMark-based instructions. Coordinate with Sales, Account Executives, Margin, Settlement and other support teams to obtain required approvals and resolve transfer-related exceptions.

DTC
DWAC Processing
DRS
FOP
DVP RVP
IMark
Broadridge
BPS
Securities Operations
Asset Transfer
SettlementsReconciliationsOperational Controls
Four Eye Review
Jana Small Finance Bank Ltd. logoJL

Head Office Manager – Operational Risk Management

Jana Small Finance Bank Ltd.

May 2018 - Nov 2024 (6 years 6 months)

Managed and coordinated a 15+ member team, overseeing daily operational activities, work allocation, performance monitoring and issue resolution. Identified, assessed and monitored operational risks across business processes; conducted and supported RCSAs to identify key risks, control gaps and remediation requirements.

Accenture Services Private Ltd. logoAL

Third-Party Risk Management (TPRM) / Vendor Risk Management

Oct 2014 - Nov 2017 (3 years 1 month)

Conducted vendor/third-party risk assessments before onboarding and periodically thereafter. Performed vendor due diligence covering operational, compliance, information-security, financial, business-continuity, and concentration risks.

Hinduja Global Solutions (HGS) logoHH

Customer Support Operator (CSO)

Hinduja Global Solutions (HGS)

Aug 2013 - Oct 2014 (1 year 2 months)

Handled customer inquiries and provided appropriate solutions while maintaining a professional and positive customer experience. Maintained accurate customer interaction information using CRM systems and supported effective management of customer records.

Education

Degrees, certifications, and relevant coursework

Bangalore University logoBU

Bangalore University

Bachelor of Business Management, Finance

2008 - 2012

Bachelor of Business Management with specialization in Finance from Bangalore University.

Bangalore University logoBU

Bangalore University

Pre-University Course, C.E.B.A

2006 - 2008

Pre-University Course with specialization in C.E.B.A from Bangalore University.

IS

Isaac Newton English School

SSLC, General

Secondary School Leaving Certificate from Isaac Newton English School, Bangalore.

Tech stack

Software and tools used professionally

Availability

Looking for a job

Location

India

Authorized to work in

Salary expectations

109k+ INR

Job categories

Institutional Operations
Operational Risk Manager
Third Party Risk Manager

Skills

Institutional Operations
Securities Transfers
Asset Transfer
DTC Operations
DWAC Processing
DRS
FOP Management
DVP RVP Settlements
Operational Risk ManagementThird Party Risk ManagementVendor Risk Assessment
RCSA
Control TestingRisk AssessmentIssue Management

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