Open to opportunities

Ajit Walve

@ajitwalve

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Compliance Surveillance Analyst turning market-risk insight into regulatory-ready MI.

India

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What I'm looking for

I’m looking for a role where I can monitor Fixed Income, OTC derivatives, and FX, investigate trading anomalies, and deliver clear MI to strengthen compliance, risk controls, and market integrity.

I’m a Compliance Surveillance Analyst with a B.Tech. in Engineering and 4+ years of experience, transitioning from business operations to financial markets surveillance.

At Citi, I monitor Fixed Income, OTC Derivatives, and FX markets to detect irregularities, mitigate risks, and ensure regulatory compliance.

I analyze trading patterns to identify potential market abuse or irregularities, and I provide detailed MI reports for senior management to highlight key risks and trends.

I also run hands-on testing by executing User Acceptance Testing (UAT) for surveillance models and compliance tools, helping ensure system functionality and alignment with business requirements.

Experience

Work history, roles, and key accomplishments

Current

Compliance Surveillance Analyst

Current

Citicorp Services India Private Limited

Feb 2023 - Present (3 years 4 months)

Conducted trade surveillance and compliance monitoring across Fixed Income, OTC Derivatives, and FX markets to ensure adherence to regulatory standards and internal policies. Analyzed trading patterns for potential market abuse, produced management information (MI) reports, and performed UAT for surveillance models and compliance tools.

Trade Surveillance Regulatory Compliance OTC Derivatives Surveillance FX Market Monitoring Anomaly Detection UAT For Compliance Tools

Trust and Safety Associate

Accenture Solutions Private Limited

Jan 2021 - Feb 2023 (2 years 1 month)

Monitored and reviewed user-generated content on social media to identify and address policy violations, including hate speech, misinformation, and graphic content. Ensured compliance with client guidelines by flagging, escalating, or removing content and maintaining detailed records for audits and performance analysis.

Content Moderation Policy Enforcement User Generated Content Review Hate Speech Misinformation Triage Trend Analysis Risk Mitigation