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Ameriprise Financial ServicesAS

AFIG Registered Principal

Ameriprise Financial has been empowering clients for over 130 years with tailored financial planning and robust investment management services.

Ameriprise Financial Services

Employee count: 5000+

Salary: 87k-120k USD

United States only

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We're a diversified financial services leader with over $1.5 trillion in assets under management, and we're looking for a Registered Principal to act as frontline supervision for financial advisors in the Ameriprise Financial Institution Group (AFIG) channel.

Requirements

  • Conduct frontline supervision for OSJs assigned
  • Conduct supervisory reviews of financial advisors a minimum of once a year and spot checks, as required
  • Act as primary point of contact for advisors and staff on compliance and supervision related items

Benefits

  • 401(k)
  • Vacation time
  • Sick time
  • Health insurance
  • Dental insurance
  • Life insurance

About the job

Apply before

Posted on

Job type

Full Time

Experience level

Salary

Salary: 87k-120k USD

Location requirements

Hiring timezones

United States +/- 0 hours

About Ameriprise Financial Services

Learn more about Ameriprise Financial Services and their company culture.

View company profile

Ameriprise Financial, Inc. is a trusted leader in the financial services industry, originating in 1894 and headquartered in Minneapolis, Minnesota. Founded by John Tappan, the company was initially known as Investors Syndicate and focused on helping Americans achieve their financial goals through collective investment opportunities. Over the years, Ameriprise has significantly expanded its offerings, currently providing a full suite of financial services including wealth management, asset management, retirement planning, insurance, and banking products.

With a robust network of approximately 10,000 financial advisors, Ameriprise Financial is committed to delivering personalized advice and services tailored to each client's unique situation. The firm operates under a mission that emphasizes client confidence and enables individuals to make informed financial decisions. As a company that has consistently adapted to changing market conditions and evolving client needs, Ameriprise is known for its strength and stability, managing over $1.4 trillion in assets as of today. Notably, Ameriprise has maintained a focus on comprehensive financial planning strategies, particularly its well-regarded Confident Retirement® approach, which helps clients visualize and manage their financial journeys effectively.

Claim this profileAmeriprise Financial Services logoAS

Ameriprise Financial Services

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