Swathi Sanjeeva
@swathisanjeeva
Experienced legal and risk professional specializing in issue management and document review.
IndiaWhat I'm looking for
I am a legal and risk professional with experience in issue management, document review, and operational controls across global financial services. I have driven remediation actions for audit findings, coordinated enterprise risk activities, and partnered with business and technology stakeholders to strengthen governance.
My background includes leading documentation teams, onboarding global corporate clients, preparing KYC and account documentation, and reviewing complex contracts such as ISDA, CSA, ACA, DCA and deposit agreements with high accuracy and productivity. I have used tools including TSDM, ISearch, Party Central, SNAP, SWIFT, SAP, Relativity, SpringCM and Icertis.
I bring a proactive, analytical mindset focused on continuous improvement, policy implementation, and privacy/security controls. I seek roles where I can apply my legal expertise, risk-management experience, and process-improvement skills to ensure compliance and operational excellence.
Experience
Work history, roles, and key accomplishments
Business Executive Consultant
Wells Fargo International Solutions Private Ltd
Apr 2023 - Present (2 years 6 months)
Manage end-to-end issue management lifecycle and execute remediation for audit findings and regulatory changes, improving control effectiveness and supporting enterprise risk management. Partner with COOs and business stakeholders to address records management, privacy, and security gaps.
JCLed documentation management team for global corporate client onboarding, KYC and account servicing while driving quality, training, and productivity reporting to reduce errors and expedite onboarding. Reviewed large volumes of complex contracts including ISDA/CSA and deposit agreements.
Legal Trainee
Clutch Group (Morae Global)
Jul 2017 - Apr 2018 (9 months)
Reviewed and abstracted large volumes of contract documents with high accuracy, prepared decision and QC logs, and supported contract management using Relativity, SpringCM and Icertis. Improved review throughput and consistency of outputs.
Criminal Law Assistant
Ranjith Shanker & Associates
Jan 2017 - Mar 2017 (2 months)
Supported criminal trial preparation through research, evidence examination and drafting of legal documents, aiding courtroom strategy and client representation. Managed extensive case-related logistics and document preparation.
Legal Office Assistant
Mendes & Co.
Jul 2016 - Jan 2017 (6 months)
Assisted lawyers with research, document processing, filing, client coordination and routine office administration to support case preparation and court requirements. Handled transcription, scheduling and basic accounting tasks.
Education
Degrees, certifications, and relevant coursework
S.D.M. Law College
Bachelor of Laws, Law
Completed L.L.B. (Law) from S.D.M. Law College under Karnataka State Law University, completed in 2016.
KUKarnataka State Open University
Master of Arts, Political Science
Completed M.A. in Political Science from Karnataka State Open University, Mysore, awarded in 2016.
Nehru Memorial College
Bachelor of Arts, Political Science
Completed Bachelor of Arts at Nehru Memorial College under Mangalore University, graduated in 2013.
Tech stack
Software and tools used professionally
Availability
Location
IndiaAuthorized to work in
Job categories
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