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swathi ramkrishnan

@swathiramkrishnan

Senior FIU Analyst and Level 2 QA Checker at Scotiabank, reviewing transaction monitoring alerts and escalating financial crime risks.

Singapore

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At Scotiabank, I reviewed Level 1 transaction monitoring assessments as a Level 2 QA Checker, supporting robust risk mitigation and policy compliance. I also conducted Enhanced Due Diligence investigations and used FCCM, Oracle, and Dow Jones Factiva for screening and analysis.

At RBS, I served as Lead Country Analyst for India and Thailand and used Lean tools to implement three process simplifications, reducing operational man-hours by 12%. I also developed a transaction monitoring accreditation program that prepared 10 staff members for production.

Experience

Work history, roles, and key accomplishments

Compliance Analyst (L1/L2 Investigator)

RHB Bank Berhad

Jan 2016 - Dec 2018 (2 years 11 months)

Managed concurrent screening and alert adjudication workflows across Retail, Corporate, and specialized Trade Finance banking sectors. Investigated and resolved complex transaction monitoring alerts across Level 1 and Level 2 frameworks.

Transaction Monitoring Alert Adjudication Trade Finance CTS CMS Training

Senior Analyst (Associate) & Lead Country Analyst

Royal Bank of Scotland (RBS)

Jan 2011 - Dec 2016 (5 years 11 months)

Directed regional transaction filtering and screening protocols, acting as a crucial compliance anchor for APAC operations. Appointed as Lead Country Analyst for India and Thailand, directing administrative EDD processes and maintaining case files linked to Suspicious Transaction Reports.

Transaction Filtering Screening EDD STR Lean Training Records Management CDD