Open to opportunities

Anisha Anisha

@anishaanisha

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Experienced compliance professional specializing in AML/CFT and regulatory compliance.

Singapore

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What I'm looking for

I seek a role that values compliance excellence and offers growth opportunities.

I am an experienced compliance professional with a robust background in Anti-Money Laundering (AML), Counter Financing of Terrorism (CFT), and Know Your Customer (KYC) processes for global financial institutions. My career has been marked by significant roles at prestigious organizations such as Goldman Sachs and Citibank, where I honed my skills in conducting Enhanced Due Diligence (EDD) and managing compliance-related matters. My commitment to excellence in compliance is further reinforced by my ongoing pursuit of an LLB (Hons) with the University of London, which complements my practical experience with a strong academic foundation.

Throughout my career, I have successfully navigated complex regulatory landscapes, ensuring adherence to AML policies and procedures while providing timely advice to businesses on compliance matters. My experience includes collaborating with various compliance teams, conducting thorough investigations, and implementing effective risk mitigation strategies. I am now eager to leverage my expertise in compliance and financial risk management roles, contributing to organizations that prioritize regulatory integrity and ethical practices.

Experience

Work history, roles, and key accomplishments

Compliance Officer

Goldman Sachs

May 2019 - Aug 2019 (3 months)

Conducted Enhanced Due Diligence (EDD) on clients to identify potential legal and regulatory risks. Collaborated with various compliance groups and provided timely advice on AML matters, ensuring adherence to AML policies and procedures.

AML KYC EDD Regulatory Compliance Risk Analysis Compliance Policies Data Analysis Collaboration Documentation Management

Compliance Manager

SingX Pte. Ltd.

Apr 2018 - Oct 2018 (6 months)

Managed customer due diligence and KYC processes, ensuring compliance with regulatory standards. Conducted AML training and liaised with auditors and regulators on compliance matters.

KYC AML Regulatory Compliance Risk Management Auditing Compliance Transaction Monitoring Policy Development Staff Training

Consultant

Sopra Steria Asia

Sep 2017 - Apr 2018 (7 months)

Performed enhanced due diligence reviews for high-risk clients and provided guidance on AML/KYC policies. Conducted background screenings and assisted in preparing management reports.

KYC Risk Assessment Reporting Risk Mitigation

Associate

Goldman Sachs

Jul 2014 - Jul 2016 (1 year 11 months)

Conducted KYC/AML due diligence for Asset Management clients, performed periodic reviews, and built relationships with stakeholders to facilitate documentation collection.

KYC AML Due Diligence Client Relationship Management Regulatory Compliance Process Improvement Documentation Management Risk Assessment Stakeholder Engagement

Associate

Citibank

Apr 2011 - May 2013 (2 years 1 month)

Onboarded new clients for Citi FX platforms and handled account maintenance. Engaged with business teams to resolve client issues and ensure satisfaction.

Onboarding User Acceptance Testing Communication Skills Problem Solving Time Management