Rishabh Dev
@rishabhdev
I investigate financial crime risks and strengthen AML, KYC, and sanctions compliance programs.
United StatesWhat I'm looking for
I'm currently supporting Intuit as a Senior AML/KYC Consultant, analyzing high-risk alerts, complex transactions, SAR/STR decisions, and sanctions-related investigations. I conduct end-to-end CDD and EDD reviews and prepare responses to 314(a) requests, law-enforcement inquiries, and subpoenas.
Across engagements with Canaccord Genuity, eClerx, Morgan Stanley, Capco, Financeit, Promontory Financial Group, Scotiabank, and RBC, I've investigated suspicious activity, monitored transactions, refreshed KYC records, and assessed customer risk. My work spans capital markets, correspondent banking, wealth management, consumer lending, sanctions screening, and fraud investigations.
I've led AML teams, delivered training, built policies and procedures, and improved review processes while maintaining audit-ready documentation. I'm CAMS certified and focused on practical risk mitigation, defensible reporting, and regulatory alignment.
Experience
Work history, roles, and key accomplishments
Analyzed high-risk alerts and evaluated complex financial transactions to detect potential suspicious activity. Drafted and filed SARs/STRs within regulatory timeframes and conducted end-to-end CDD and EDD assessments.
BSA/AML Consultant
Canaccord Genuity
Dec 2024 - Feb 2025 (2 months)
Performed detailed investigations of potentially suspicious transactions and activities, compiling and recommending SAR filings. Monitored daily trading activities and performed EDD reviews on high-risk customers.
Conducted AML reviews and investigations related to capital markets transactions, including equities, fixed income, derivatives, and structured products. Supported GCIB in completing annual KYC refresh and managed AML projects.
Performed AML investigations by screening wealth management clients and collaborated with Global Financial Crimes to ensure BSA/AML program effectiveness. Prepared and reviewed investigative files and SARs.
Managed a team of 5 AML consultants and led a successful AML advisor mandate with a major bank. Created AML training modules and policies, served as SME, and handled projects in transaction monitoring and KYC.
Handled onboarding client document requests and conducted regular audits on consumer loans for AML compliance. Created and reviewed SARs and supported the development of AML policies and procedures.
AML Team Lead, Sanction Screenings and Transaction Monitoring
Promontory Financial Group
Jun 2018 - Nov 2020 (2 years 5 months)
Managed a team of 5 AML Operations analysts, ensuring goals and KPIs were exceeded through training and coaching. Investigated AML alerts and completed SARs in compliance with BSA and USA PATRIOT Act.
Performed money laundering and terrorist financing assessments for a major Canadian financial institution. Gathered and analyzed data, created AML reports, and assessed risk mitigation controls.
Supported sanctions screening, transaction monitoring, and payment screening compliance initiatives. Investigated and filed reports of suspicious activity and reviewed credit agreements for AML compliance.
Education
Degrees, certifications, and relevant coursework
University of Toronto
Bachelor of Arts, Communication, Culture, and Information Technology
2010 - 2015
Bachelor of Arts in Communication, Culture, and Information Technology, with a Diploma in Digital Marketing and Social Media.
Availability
Location
United StatesAuthorized to work in
Salary expectations
Job categories
Skills
Interested in hiring Rishabh?
You can contact Rishabh and 90k+ other talented remote workers on Himalayas.
Message RishabhGet matched with your dream remote job
Sign up now and join over 250,000+ remote workers who receive personalized job alerts, curated job matches, and more for free!
