At Engelwood Asset Management S.A., I managed a team of Compliance Analysts and prepared regulatory filings, board documentation, and monthly reports. I also executed the annual Compliance Monitoring Plan and handled due diligence and AML packages for external counterparties and delegates.
At Aztec Financial Services SA, I directed AML Analysts, oversaw complex CDD files, and worked with Senior Management on AML policies, regulatory projects, and management information.
At Apex Fund Services SA, I led AML servicing for existing and new clients and coordinated investor remediation and data clean-up projects. I introduced KPI tracking, operational flowcharts, skill matrices, and structured induction plans.
Earlier, I worked across transfer agency, fund accounting oversight, and AML/KYC roles at RBC Investor & Treasury Services, Sanne Group (Luxembourg) SA, MPL Management (Luxembourg) SA, and various financial institutions. My work included risk profiling, delegate oversight, regulatory reporting, investor services, and banking operations.
