Diana Cespedes

As part of the Risk and Compliance team, I support the MLRO and Deputy MLRO in conducting identity verification checks and performing AML, PEPs, and Sanctions screenings for clients. I evaluate risk assessments and ensure compliance with SRA standards.

Assisted the MLRO in conducting identity verification and AML checks for clients. Reviewed risk assessments and ensured compliance with SRA standards while liaising with stakeholders to escalate higher-risk clients.

Managed client onboarding activities, including conflict checks and due diligence tasks. Built relationships with stakeholders to ensure compliance with SRA regulations and delivered training sessions on best practices.

Completed legal tasks while adhering to client processes and protocols. Managed client and matter inception, conducted due diligence checks, and assisted fee earners across various departments.

Managed invoicing for an international supplier company, supporting the Spanish Accounts Payable team. Provided customer service and training to new starters while ensuring accurate processing of invoices.

Handled PPI complaints by drafting and issuing letters to customers. Managed telephone and email queries while ensuring accurate customer information updates.

Graduated with a Law undergraduate diploma, gaining a clear understanding of torts, contract, and criminal law.

Completed the European Baccalaureate Certificate, focusing on a broad range of subjects.

Completed Secondary Education, laying the foundation for further academic pursuits.