Catherine LiCL
Open to opportunities

Catherine Li

@catherineli

Strategic-minded Senior Financial Analyst with 10+ years of experience.

United States

What I'm looking for

I am seeking a role that offers opportunities for growth and collaboration in financial analysis.

I am a strategic-minded Senior Financial Analyst with over 10 years of experience in interpreting and analyzing financial data to inform stakeholders. My expertise lies in variance analysis and reporting, where I manage the accurate and efficient delivery of time-sensitive risk information. I have a proven track record of streamlining key reporting processes, significantly reducing production time while ensuring compliance with banking industry regulations.

In my current role at SMBC MANU BANK, I participate in preparing the FFIEC041 quarterly Call Report and its supporting schedules, enhancing the efficiency and quality of our reporting templates through Power Query integration. Previously, I served as a Senior Regulatory Reporting Analyst at MUFG Union Bank, where I prepared various regulatory reporting schedules and oversaw month-end closing responsibilities. My experience also includes accounting and reporting at Caesars Interactive Entertainment, where I contributed to SEC reporting and variance analysis.

Experience

Work history, roles, and key accomplishments

SB
Current

Associate Regulatory Reporting

SMBC MANU BANK

Aug 2023 - Present (1 year 9 months)

Participated in preparing the FFIEC041 quarterly Call Report and its supporting schedules for Manufacturers Bank. Performed flux analysis on key schedules and prepared a weekly report of selected assets and liabilities (FR2644). Improved the efficiency and quality of Excel Call Report schedule templates by integrating Power Query.

MB

Sr. Regulatory Reporting Analyst

MUFG Union Bank

Jan 2016 - Present (9 years 4 months)

Prepared regulatory reporting schedules, including key reporting responsibilities such as Country Exposure Reporting (FFIEC 009) and Fronting Letter of Credit Exposure Reports (FFIEC 031). Reviewed journal entries and oversaw key GL accounts during month-end closing. Reviewed syndicated commercial loan transactions to ensure proper recognition of loan syndication revenues.

CI

Accounting and Reporting Accountant

Caesars Interactive Entertainment Inc.

Nov 2013 - Present (11 years 6 months)

Oversaw accounting month-end and quarter-end close for CAC/CGP. Assisted in events and transactions and researched accounting policy memos and technical accounting files. Assisted in SEC 10-Q and 10-K reporting, including preparation of quarterly and annual financial statements and variance analysis.

Education

Degrees, certifications, and relevant coursework

California State Polytechnic University, Pomona logoCP

California State Polytechnic University, Pomona

Bachelor of Science, Accounting

Studied accounting principles and practices. Gained knowledge in financial reporting, auditing, and taxation.

Tech stack

Software and tools used professionally

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Catherine Li - Associate Regulatory Reporting - SMBC MANU BANK | Himalayas