Bits Roy

Lead substantive testing COE activities including RCSA/RCAS mapping, end-to-end PRC analyses, KPI/KRI development, and collaboration with auditors to remediate significant control gaps across lines of business.

Managed CCOR control monitoring and testing, led a data analytics testing team, and drove testing governance and methodologies to ensure compliance with policies, laws and regulations across lines of business.

Built and managed Issue Management Assurance as an ERP, managed lifecycle adherence to IM policies, and contributed to enterprise risk program implementations across business groups.

Built the Enterprise Risk Identification & Assessment function, led financial crime risk assessments across lines of business, and integrated risk identification into capital planning processes.

Developed and executed testing to support Federal Reserve regulations and CCAR submissions, providing assurance over regulatory data and coordinating across Finance, Treasury, and risk functions.

Managed GBAM non-financial regulatory reporting QA and iQA teams, developed test scripts and controls for NFRR, and ensured compliance with global regulatory regimes including MiFID, EMIR and Dodd-Frank.

Designed and executed compliance monitoring and testing programs across global business lines to assess FCC controls (name screening, transaction monitoring, sanctions) and collaborated with auditors and regulators to close high-priority issues.

Completed a Bachelor of Business Administration with a focus on management.

Holds ISO 31000 certification in risk management standards.