Open to opportunities

Beatrice Maina

@beatricemaina

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Experienced Compliance Officer dedicated to regulatory compliance and risk management.

Kenya

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What I'm looking for

I seek a role in a dynamic organization that values compliance and offers growth opportunities.

I am an experienced Compliance Officer with certifications in CAMs, CRC, CI, and ACI, specializing in financial services. My career has been marked by a commitment to upholding the highest standards of regulatory compliance, particularly in blockchain investigation and risk management. I have a proven track record of success in identifying and addressing high-risk and suspicious transactions, ensuring that all necessary documentation, including KYC and STR, is meticulously maintained.

Throughout my career, I have successfully conducted detailed open-source research, managed transaction monitoring, and improved internal compliance procedures. My experience spans various roles, including Compliance Officer in Dubai and Teller in the UAE, where I honed my skills in AML/CFT regulations and customer due diligence. I thrive in dynamic environments and am passionate about continuous learning and contributing to organizational growth.

Experience

Work history, roles, and key accomplishments

Compliance Officer

PYYPL

May 2022 - Mar 2024 (1 year 10 months)

Conducted detailed open-source research, cleared alerts generated on Chainalysis KYT tool, and reviewed KYB documents for AML compliance. Tested transaction monitoring and screening system rules, requested appropriate CDD/EDD documentation, and investigated possible matches generated by scanning applications.

Transaction Monitoring CDD EDD Financial Crime

Teller

Al Rostamani International Exchange

Feb 2021 - Apr 2022 (1 year 2 months)

Ensured all teller transactions and routine processing adhered to laid down procedures and central bank guidelines, carrying out due diligence for money laundering and other regulatory requirements. Onboarded new clients as per UAE AML/CFT laws and regulations, managing cash/cheque transactions while delivering quality service and adhering to operational controls.

Teller Operations AML CFT Onboarding Due Diligence Customer Service Operational Controls

Cashier

UAE Exchange LLC

Oct 2015 - Jan 2021 (5 years 3 months)

Successfully processed high volumes of transactions efficiently and met all reconciliation deadlines. Exceeded annual goals by aggressively selling new products and services to clients. Resolved standing issues with clients and was chosen to perform advanced transactions including foreign exchange, significantly increasing annual revenue by onboarding corporate clients.

Cashier Operations Reconciliations Sales Customer Service Foreign Exchange

Sales Executive

Co-operative Bank of Kenya Ltd

Oct 2011 - Sep 2015 (3 years 11 months)

Identified, prospected, and developed new business opportunities, building and maintaining strong relationships with existing clients to ensure satisfaction and retention. Conducted market research, presented and sold company products/services, and executed sales strategies to meet and exceed sales targets. Negotiated and closed sales deals while collaborating with the sales team to achieve collec