Teresa Shadi

Manage audit teams and provide operational audit coverage for major business lines, including continuous monitoring of a new acquisition. Lead risk assessments, annual audit planning, audit execution across integrated teams, and remediation, while improving audit efficiency using tools such as regulatory testing matrices and data analytics.

Support and manage audit work through planning, fieldwork, reporting, and remediation to ensure adherence to budget, methodology, and regulatory requirements. Contribute to risk assessment and annual audit planning for key processes and auditable entities.

Worked primarily in Investment Services and Technology/Information/Communication/Entertainment assurance engagements covering money market, unit investment trust, and corporate audits. Performed substantive testing, analytical reviews, and internal control testing; assisted with planning and presenting audit comments; and supported supervision of associates.

Worked in audit roles at BNY supporting internal audit activities and evaluation of financial processes and controls.

Served as an audit senior at BNY, contributing to audit execution and support of financial processes and operational controls.

Worked as an Audit Group Manager at BNY, supporting management of audit efforts and strengthening internal controls and risk coverage.

Held Audit Senior II responsibilities at BNY supporting audit work related to financial reporting, internal controls, and compliance.

Grade: Summa Cum Laude

Earned a Bachelor of Science with an Accounting major and Marketing minor, graduating summa cum laude in May 2001.