Open to opportunities

Rohit Mittal

@rohitmittal1

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Detail-oriented internal audit manager with 7 years of experience.

India

Message

What I'm looking for

I am seeking a role that allows me to leverage my audit expertise while fostering a culture of continuous improvement and collaboration.

I am a qualified professional with nearly 7 years of experience in internal audit, specializing in Audit Committee presentations, Risk Control Matrices, and SOX testing. My career has been dedicated to improving business processes and enhancing risk assessments. I pride myself on being a friendly and engaging team player, capable of inspiring my colleagues to perform at their best.

Throughout my career, I have held various roles, including Freelance Consultant and Manager at JC Bhalla & Co., where I executed internal audits across diverse sectors such as Real Estate, Manufacturing, and Hospitality. My responsibilities included developing internal audit programs, conducting data analytics, and presenting key audit observations to investors. I have also drafted Standard Operating Procedures and maintained Risk Control Matrices to ensure compliance and control effectiveness.

My educational background as a Chartered Accountant has equipped me with the necessary skills to excel in this field. I am well-versed in Microsoft Excel, SAP, and various audit management software, which allows me to manage audit assignments efficiently. I am passionate about continuous improvement and look forward to contributing my expertise to a forward-thinking organization.

Experience

Work history, roles, and key accomplishments

Current

Freelance Consultant

Current

Freelance Consultant

Jul 2024 - Present (1 year)

Executed internal audits, ICFR/SOX testing, and Action Taken Reviews, focusing on control effectiveness and compliance. Drafted and updated Standard Operating Procedures (SOPs) and Risk Control Matrices (RCMs) for core business processes.

Internal Audit Action Taken Review SOP Development RCM Compliance Control Effectiveness

Manager

JC Bhalla & Co.

Oct 2021 - Jul 2024 (2 years 9 months)

Executed internal audit assignments across Real Estate, Manufacturing, and Hospitality sectors, from program development to report discussions. Conducted quarterly Action Taken Reviews on open audit observations and presented key findings to investors.

Internal Audit Data Analytics Audit Reporting Action Taken Review

Assistant Manager

Pathways Group

Apr 2019 - Oct 2021 (2 years 6 months)

Managed Enterprise Risk Management (ERM) and maintained the risk register. Executed quarterly internal audits and Internal Control over Financial Reporting (ICFR) testing, ensuring end-to-end closure of open audit observations.

Enterprise Risk Management Internal Audit ICFR Testing Risk Register Audit Observation Closure SOP Development

Consultant

Grant Thornton India LLP

Apr 2018 - Mar 2019 (11 months)

Conducted internal audits for manufacturing and real estate sectors, preparing draft reports and pre-exit presentations. Engaged in SOX testing and assessment of internal controls, and conducted forensic investigations related to procurement and payment frauds.

Internal Audit Internal Controls Forensics Draft Report Preparation Presentation Skills

Consultant

SS Kothari Mehta and Co

Sep 2016 - Mar 2018 (1 year 6 months)

Performed internal audits for the manufacturing sector, including preparing issue listings and draft reports with process owner discussions. Engaged in IFC testing assignments for NBFCs.

Internal Audit IFC Testing Issue Listing Draft Report Preparation Process Owner Discussions NBFC Audit

Education

Degrees, certifications, and relevant coursework

The Institute of Chartered Accountants of India (ICAI)

Chartered Accountant (CA), Accounting

Completed the rigorous Chartered Accountancy program, gaining expertise in internal audit, financial reporting, and risk management. Developed strong analytical and problem-solving skills essential for financial oversight.

Maharshi Dayanand University (MDU)

Bachelor of Commerce, Commerce

Studied core principles of commerce, including accounting, finance, and business management. Gained foundational knowledge in economic theories and business operations.