Pranav Mehrotra

I’m a Financial Crime Compliance professional and Certified Financial Crime Specialist (CFCS) with 4+ years of experience across high-risk client investigations, enhanced due diligence, KYC lifecycle management, transaction monitoring, and financial crime risk management in global banking environments.

At RBC, I led enhanced due diligence and risk-based reviews for 100+ high-risk clients, supported decisions with Source of Wealth (SoW) and Source of Funds (SoF) assessments, and investigated transaction monitoring alerts by producing clear investigation summaries and escalation narratives. I also managed cross-functional escalation workflows for 100+ active cases, resolving CDD deficiencies and documentation gaps within regulatory SLAs.

I’m equally focused on outcomes and transformation—contributing to process improvement initiatives that reduced average case turnaround time by 25–30%, and streamlining KYC onboarding to cut turnaround time from 10 to 7 days (30% improvement) while maintaining zero compliance exceptions. With an MBA from Singapore Management University and an Agile Scrum Master certification, I’m now looking to apply regulatory expertise, business analysis, and technology-enabled approaches—including AI-enabled compliance operations—to strengthen AML/FCC controls across APAC financial services.