At Morgan Stanley, I investigate escalated fraud incidents, document research findings, and monitor BSA findings through resolution. I also review customer accounts and prepare Suspicious Activity Reports in line with regulatory guidelines.
I support risk assessments and ongoing monitoring of higher-risk accounts, using customer risk scoring models and due diligence research to detect suspicious activity.
At Wells Fargo Bank, I analyzed suspicious financial activity and filed SARs when risks could not be mitigated. I conducted enhanced due diligence and reviewed transactions for fraud risks, including account takeover and identity theft.
I’ve used tools including SAS, Actimize, LexisNexis, and ServiceNow GRC. My training includes ServiceNow Compliance Training and ServiceNow GRC & Compliance Operations.
