Mike Lopez

Highly qualified Certified Trust, Compliance, and Banking professional with more than 35 years of expertise in compliance, trust administration, investment management, and risk management principles. I have a strong understanding of professional ethics, financial planning, asset allocation, estate administration, audit, and banking operations. My exceptional analytical, planning, and organizational skills are complemented by strong leadership abilities. I am an English and Spanish-speaking communicator with prowess in effectively collaborating with colleagues, corporate clients, students, and the broader community while building and maintaining professional networks. I am a critical thinker and problem solver adept at leveraging modern technologies to deliver adult learning best practices. I am an excellent communicator able to provide engaging graduate-level online courses relevant to the needs of adult learners pursuing career advancement. I am dedicated to inclusive excellence, with in-depth knowledge in integrating ethical considerations and diverse perspectives.

During my career, I have earned the Certified Fiduciary & Investment Risk Specialist (CFIRS), Certified Trust and Financial Advisor (CTFA), and Certified Corporate Trust Specialist (CCTS) certifications. I have executed comprehensive annual risk assessments, conducted thorough fiduciary and due diligence reviews, and contributed to anti-money laundering (AML) programs. I have led teams, managed account opening and closing processes, and ensured compliance with regulations and policies. I have also spearheaded the development and implementation of comprehensive Trust Compliance programs, coordinated regulatory examinations and audits, and provided ongoing support and education on BSA/CIP/AML/OFAC regulations. My experience includes trust account oversight, risk management, and compliance support.