At Freedom Registry Limited, I led the SEBI Change in Control application process, coordinated the SEBI visit, and secured the Certificate of Registration from SEBI. I also manage RTA compliance deadlines and update SOPs and internal control frameworks to align with regulatory circulars.
At CIL Securities Limited, I managed DP compliance and processed 500+ demat account openings under KYC, KRA, AML, FATCA, and CRS requirements. I monitored settlement activity and supported internal, statutory, and depository audits, including the closure of inspection observations.
I hold an MBA in Finance from Vignan University and NISM certifications covering compliance, depository operations, derivatives, mutual funds, and registrar and share transfer agent work. I’m proficient in Advanced MS Excel.
