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Kathleen Hui

@kathleenhui

Message

I manage AML investor onboarding and financial operations for private equity and hedge fund clients.

Hong Kong

Message

At BNY Mellon Hong Kong, I managed investor onboarding and AML due diligence for private equity and hedge fund clients with combined assets exceeding $10 billion. I screened investors and UBOs for sanctions, PEPs, and negative news, assessed risk against FATF standards, and applied SDD or EDD.

I kept high-volume onboarding moving under strict deadlines, onboarding more than 200 investors monthly while balancing investor and client needs. I also coordinated redemptions and capital calls with TA and FA teams and prepared monthly No-Hit and customized compliance reports.

Earlier, I managed vessel accounts at Anglo-Eastern and financial reporting at Dexerials, where I improved reconciliation and invoice processes with Advanced Excel and VBA, reduced bank charges, and supported audits, cash-flow forecasting, and tax work.

Experience

Work history, roles, and key accomplishments

Senior Associate, Regulatory Oversight Management

The Bank of New York Mellon

Mar 2022 - Mar 2025 (3 years)

Managed investor onboarding and AML due diligence for Private Equity and Hedge Fund clients with combined assets over $10 billion. Conducted sanctions, PEP, and negative news screening, and coordinated with TA and FA teams on redemptions and capital calls.

KYC AML Onboarding Investors Sanctions Screening PEP Screening Negative News Screening FATF SDD EDD LexisNexis Compliance Reporting

Assistant Accountant 2

Anglo-Eastern Ship Management Ltd

Aug 2021 - Mar 2022 (7 months)

Controlled full set of accounts for 12 vessels, including seafarer manning and ship budgeting. Developed and implemented AP vs GL reconciliation template and batch invoice generator, reducing working time by 75% and 80% respectively.

Full Set Of Accounts Financial Reporting Cash Flow Analysis Excel VBA GL Reconciliation Budgeting

Assistant Accounting Officer

Dexerials Hong Kong Limited

Nov 2019 - Jul 2021 (1 year 8 months)

Handled month-end closing and consolidated reports to HQ, managed AP/AR, bank and accrual reconciliations. Implemented a new payment method that reduced bank charges by 16.14% and saved 5% dividend tax through Double Tax Treaty application.

Month End Closing AP AR Reconciliations Fixed Assets Variance Analysis Cash Flow Forecasting SAP Business One SAP NetWeaver

Junior Auditor

Ronald W. F. Chan & Co

Apr 2018 - Sep 2018 (5 months)

Independently handled full-cycle financial audits for SMEs, defined audit plans, and tested internal controls. Gathered audit evidence, drafted audit reports, and completed tax computations and tax return forms.

Financial Auditing Internal Controls Audit Planning Tax Computation Tax Returns