Edward Pugh

Directed key financial misconduct enquiries, uncovering breaches and driving successful enforcement actions. Analysed extensive financial datasets, producing intelligence reports that shaped compliance improvements. Strengthened collaboration with AUSTRAC and law enforcement, enhancing national efforts against financial crime.

Conducted risk-based due diligence assessments, identifying compliance concerns linked to financial activity and customer backgrounds. Utilised OSINT techniques to investigate adverse media and potential security threats. Partnered with regulatory bodies to uphold AML/CTF compliance and prevent financial crime.

Investigated fraudulent activities, including identity theft and payment scams, using advanced detection tools. Partnered with law enforcement and financial institutions to prevent fraud and ensure regulatory compliance. Delivered comprehensive risk assessments and reports to guide fraud prevention strategies.

Assessed home loan applications for compliance with Responsible Lending Guidelines.

Investigated high-risk transactions, money laundering, and terrorism financing breaches. Produced risk assessments and reports in accordance with AML/CTF regulations.

Managed client migration to the Panorama SMSF platform, ensuring regulatory compliance. Provided guidance on investment reporting, risk management, and compliance best practices.

Managed disputes in banking, insurance, and investment sectors, ensuring fair and impartial resolution. Facilitated communication between complainants, financial institutions, and legal representatives. Produced well-reasoned recommendations and decisions, supporting transparency in dispute outcomes.

Advanced to Acting Detective in 2016, directing criminal investigations and meticulously collecting and analysing evidence. Collaborated with prosecutors to refine casework, ensuring adherence to legal standards.