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Benjamin WeihrichBW
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Benjamin Weihrich

@benjaminweihrich

Compliance professional at Mercor-Micro1-Workada reviewing AI outputs for regulatory alignment and quality.

United States
Message

At Mercor-Micro1-Workada, I review AI-generated content for accuracy, quality, regulatory alignment, and policy adherence. I apply financial services compliance and risk management expertise to evaluate model responses across compliance, audit, risk, and operational scenarios.

At Landmark Wealth Management, I directed SEC compliance operations and coordinated with auditors, attorneys, and regulatory examiners. I also strengthened documentation and reporting processes and supported financial reporting oversight.

At Citigroup, I maintained compliance documentation and internal controls supporting employees across North America. I developed standardized process frameworks and trained and supervised analysts on documentation protocols and compliance reporting.

Experience

Work history, roles, and key accomplishments

ME
Current

Consultant

Mercor-Micro1-Workada

Apr 2026 - Present (7 months)

Reviewed AI-generated content for accuracy, quality, regulatory alignment, and policy adherence. Applied financial services compliance and risk management expertise to evaluate complex regulatory and governance-related outputs.

LM

Vice President of Advisory Services, Chief Compliance Officer

Landmark Wealth Management

Apr 2024 - May 2025 (1 year 1 month)

Directed SEC compliance operations, maintaining required regulatory filings, documentation standards, and audit-ready records. Coordinated with external auditors, attorneys, and regulatory examiners to support annual reviews and reporting obligations.

SEC Compliance
Regulatory FilingsAudit ReadinessDocument ManagementFinancial Reporting
Compliance Calendars
AIF Designation
Financial Advisor Certification

Education

Degrees, certifications, and relevant coursework

Saint John Fisher College logoSC

Saint John Fisher College

Bachelor of Arts, Business Management/Finance

Activities and societies: Men's Basketball. 4 year letterman. Team Captain.

Bachelor of Arts in Business Management/Finance with a minor in Economics. Four-year letterman and team captain of the men's basketball team.

II

Investments & Wealth Institute

Accredited Investment Fiduciary (AIF) Designation, Finance

Earned the Accredited Investment Fiduciary (AIF) designation and Financial Advisor Certification.

Tech stack

Software and tools used professionally

Availability

Looking for a job

Location

United States

Authorized to work in

Salary expectations

80k+ USD

Skills

Financial Services Compliance
Regulatory Reporting
SEC Compliance
Risk ManagementInternal ControlsAudit ReadinessFinancial Reporting
Compliance Oversight
Regulatory Filing Coordination
Compliance DocumentationFinancial ControlQuality Assurance TestingAI Governance
Large Language Model (LLM) Evaluation
Process Development

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