At Dell Technologies, I execute SOX 404 audit engagements through walkthroughs, control design assessments, and operating effectiveness testing. I test IT general and application controls across access management, change management, and backup and recovery.
I document audit evidence and issues, assess control deficiencies and root causes, and support remediation planning with control owners. I also track remediation and validate corrective actions.
At BNY Mellon, I supported enterprise audit and risk initiatives, including IT and operational audits, control testing, and issue tracking. I reviewed SOC 1 and SOC 2 reports and supported third-party risk assessments.
I hold CISA, CRISC, CompTIA Security+, CompTIA Network+, and CompTIA A+ certifications, and I'm pursuing the CIA. My experience includes SOX, SOC, GDPR, HIPAA, PCI-DSS, and ISO 27001 compliance work.
