# Richa Seth Richa Seth is a remote worker on Himalayas, Business Analyst at KPMG Global Services (KGS), based in India. Source: https://himalayas.app/@richaseth ```text Business analyst specializing in AML/KYC compliance operations, risk analytics, and transaction monitoring for regulated banking. ``` | Detail | Value | | --- | --- | | Availability | Open to opportunities | | Location | India | | Authorized to work in | India | | Job categories | Business Analyst, Compliance Operations Coordinator, Risk Analyst, Forensic Analyst, Transaction Monitoring Analyst, Business Analysis, IS Business Analyst, Business Management Analyst, Business Systems Analyst, Business Analysis Jobs, IT Business Analysts, Business Analysis Consultant | | Skills | Communication Skills, Documentation, Operations, Project Management, Leadership, Independent Research, Project Coordination, Business Analysis, Computer Literacy, Change Management, Teamwork, Coaching, Attention To Detail, Business Process, Confidentiality, Wireframing, Business Process Improvement, Internal Audit, policies, Data Privacy, Market Research, E commerce Development, Analytical Skills, Interpersonal Communication, Business Requirements, Employee Relations, AML, KYC, Sanctions Screening, Politically Exposed Persons, Client Due Diligence (CDD) Process, Presentation Skills, Bribery And Corruption, Risk Assessment, Transaction Monitoring, LexisNexis, OneSource Services, World Check, Dun and Bradstreet, Monitoring, User Stories, Process Flow, Functional Specifications, SOPs, Quality Control, Regulatory Reporting, Qualitative Research, Quantitative Research, Gap Analysis, Impact Assessments, Assistant.To, Risk And Analytics | ## What I'm looking for ```text I’m looking for an immediate-join role where I can strengthen AML/KYC and transaction monitoring, use research tools for precise due diligence, and drive compliance process improvements through clear requirements and stakeholder alignment. ``` ## About ```text I’m a Business Analyst and AML/KYC specialist focused on compliance operations, where I’ve enhanced Anti-Money Laundering (AML) and Know Your Customer (KYC) protocols. At KPMG Global Services, I used advanced research tools like Lexis-Nexis and Bloomberg to strengthen diligence and precision in risk consulting, while working within regulatory frameworks to support financial integrity. I’ve also led end-to-end change initiatives by defining scope, objectives, and deliverables, capturing requirements through stakeholder interviews, and running gap analysis to improve customer experience and operational effectiveness. I designed and implemented automated systems for real-time customer data monitoring, built risk management frameworks, and conducted AML/KYC rolling and periodic reviews with sanctions screening, PEP identification, and risk assessments to mitigate potential threats. ``` ## Experience ### Business Analyst [KPMG Global Services (KGS)](https://himalayas.app/companies/kpmg-india). Jan 2022 - Feb 2023 ```text Supported AML/KYC compliance operations at KPMG Global Services, using research tools such as Lexis-Nexis and Bloomberg to strengthen diligence and risk consulting. Helped deliver compliance-focused documentation and operational work to support financial integrity. ``` Skills: Communication-Skills, Documentation, Operations, Project-Management, Leadership, Independent-Research, Project-Coordination, Business-Analysis, Computer-Literacy, Change-Management, Teamwork, Coaching, Attention-To-Detail, Business-Process, Wireframing, Business-Process-Improvement, Data-Privacy, Market-Research, Analytical-Skills, Confidentiality, Interpersonal-Communication, Business-Requirements, Employee-Relations ### Business Analyst KPMG Global Services. Jan 2018 - Feb 2023 ```text Led end-to-end delivery of change initiatives by collaborating with senior management and clients, ensuring alignment of solutions with business objectives and regulatory requirements. Partnered with cross-functional teams to define project scope, objectives, and deliverables, ensuring seamless execution and compliance with business goals. Conducted stakeholder interviews to capture business requi ``` ### Senior Risk Analyst [KPMG](https://himalayas.app/companies/kpmg-india). Feb 2012 - Dec 2021 ```text Anti-Money Laundering (Periodic and Rolling Review)- Current project Job Description: •AML/KYC Rolling Review of USA based Investment Banking Client. •AML/KYC Periodic Review of UK based Corporate and Institutional Banking (which involves customer identification, verification and other due diligence procedures) of corporate companies as per anti money laundering/KYC guidelines. •It involves detai ``` Skills: Documentation, Operations, Project-Management, Compliance-Operations, Leadership, Independent-Research, Project-Coordination, Computer-Literacy, CTF, Business-Risks, Teamwork, Regulatory-Requirements, Communication-Skills, Coaching, Attention-To-Detail, Qualitative-Research, Research-Skills, Interpersonal-Skills, Quantitative-Research, Business-Process-Improvement, Data-Privacy, Market-Research, Confidentiality, Interpersonal-Communication, Employee-Relations, Risk-And-Analytics ### Forensic Analyst KPMG Global Services. Feb 2012 - Dec 2017 ```text Conducted comprehensive AML/KYC rolling reviews, ensuring full compliance with regulatory standards and minimizing potential risks for the investment banking client. Executed in-depth KYC research and due diligence to ensure accuracy, completeness, and adherence to the latest regulatory requirements. Performed detailed quality checks on KYC documentation, identifying and rectifying discrepancies t ``` Skills: AML-KYC-Rolling-Reviews, KYC, Due-Diligence, Sanctions-Screening, LexisNexis, Dun-and-Bradstreet, World-Check ### Customer Service Associate (TM) [Fidelity Investments](https://himalayas.app/companies/fidelity-investments). Jul 2008 - Feb 2011 ```text Worked on back-office transaction monitoring processes for Fidelity International (UK process), including control report testing and investigations. Compared PEPs and sanctions listings in AML Metrosoft against client databases, maintained procedures and training materials, and produced daily/weekly/monthly volume statistics. ``` Skills: Communication-Skills, Transaction-Monitoring, AML-Metrosoft, Sanctions-Screening, Control-Reports, Statement-and-Valuation-Testing, Training, Investigation, Documentation, Operations, Leadership, Independent-Research, Computer-Literacy, Teamwork, Regulatory-Requirements, Coaching, Attention-To-Detail, Data-Privacy, Confidentiality, Interpersonal-Communication, Employee-Relations ### Customer Service Associate (Back-office - Transaction Monitoring Analyst) [Fidelity Investments](https://himalayas.app/companies/fidelity-investments). Jul 2008 - Feb 2011 ```text Fidelity International - UK Process, (July’ 08 – Feb’11) 1. Controls Department (November’ 08 - Feb’11) Job description: • It is involved with the Control Reports. • AML Metrosoft software, where in Politically Exposed Persons (PEPs) and Sanctions (High risk individuals) are listed on a screen and we have to compare them from the Fidelity client database. • Testing of Statement & Valuatio ``` Skills: Communication-Skills, Documentation, Operations, Leadership, Independent-Research, Computer-Literacy, Teamwork, Regulatory-Requirements, Coaching, Attention-To-Detail, Data-Privacy, Confidentiality, Interpersonal-Communication, Employee-Relations ### Customer Service Specialist Fidelity International (FIL). Jul 2008 - Feb 2011 ```text Conducted real-time transaction monitoring to detect and analyze suspicious activities, ensuring compliance with regulatory standards and mitigating potential risks during client onboarding and account management. Developed and prepared Standard Operating Procedures (SOPs) to standardize transaction monitoring processes, ensuring consistent and accurate application across teams. Acted as a liaison ``` Skills: Transaction-Monitoring, Regulatory-Compliance, SOP-Development, Credit, Legal, Compliance, Workflow-Optimization, High-Risk-Individuals, Risk-Mitigation, Customer-Onboarding-Support ### Assistant to Systems Manager NBCC. May 2007 - Jul 2007 ```text Completed a two-month internship as assistant to the Systems Manager in the Finance Department at NBCC. ``` Skills: Communication-Skills, Leadership, Independent-Research, Computer-Literacy, Teamwork, Coaching, Confidentiality, Interpersonal-Communication, Employee-Relations ### Assistant to Systems Manager, Finance Department NBCC. May 2007 - Jul 2007 ```text Two months internship in National Building Construction Corporation (NBCC), as assistant to systems manager, Finance Department. ``` Skills: Communication-Skills, Leadership, Independent-Research, Computer-Literacy, Teamwork, Coaching, Confidentiality, Interpersonal-Communication, Employee-Relations ## Education ### Indian Institute of Management, Lucknow Master of Business Administration (M.B.A.), Executive MBA. 2014 - 2015 ### Indian Institute of Management Lucknow Master of Business Administration (MBA), Executive MBA. 2014 - 2015 ```text Completed an Executive MBA (MBA) program at IIM Lucknow in 2014–2015. ``` ### International college of Financial planning (ICoFP) Post graduate diploma; Bachelor, Financial planning (PGDFP); Business Administration (BBA). 2007 - 2008 ### Jims Bachelor of Business Administration. 2004 - 2007 ### Jagannath International Management School (JIMS) Bachelor of Business Administration, Business Administration. 2004 - 2007 ```text Earned a Bachelor of Business Administration (BBA) at JIMS from 2004 to 2007. ``` ## Tech stack - Assistant.to - Refine - Enhance - Check - Jan - Matter To contact Richa, message them from this profile with a Himalayas employer account: [Hire on Himalayas](https://himalayas.app/hire). ## People also viewed - [Megha Kumar](https://himalayas.app/@meghakumar): Business Analyst, Genpact - [Lakshmi Mallikarjuna](https://himalayas.app/@lakshmimallikarjuna): Lead Associate, WNS Global Services Pvt. Ltd. - [Ram Reddy](https://himalayas.app/@ramreddy1): Risk and Compliance Analyst, IBM India Pvt Ltd - [Garima Chaudhary](https://himalayas.app/@garimachaudhary9): FinCrime Analyst, Revolut - [Arti Gupta](https://himalayas.app/@artigupta): Associate KYC Specialist II, CSC Global - [Meena Raji](https://himalayas.app/@meenaraji): Business Analyst, Genpact India Pvt. Ltd. - [Sowndarya Kasinathan](https://himalayas.app/@sowndaryakasinathan): Backend Customer Service Executive, Teleperformance - [Prabaharan B](https://himalayas.app/@prabaharanb): Manager Senior Business Analyst, Wipro Limited - [Vansh Kapoor](https://himalayas.app/@vanshkapoor2): Senior QCA, NatWest Group - [noorshila vadsariya](https://himalayas.app/@noorshilavadsariya): Senior Assistant Vice President Financial Crimes, Wells Fargo International Solutions Pvt. Ltd.