# Brendan Whyte

Brendan Whyte is a remote worker on Himalayas, SVP & Senior Officer, Reg Engagement at Citibank N.A., based in United States.

Source: https://himalayas.app/@brendanwhyte

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Regulatory engagement leader at Citibank N.A., leading supervisory reviews and regulatory reporting for operational risk.
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| Detail | Value |
| --- | --- |
| Availability | Looking for a job |
| Location | United States |
| Authorized to work in | United States |
| Salary expectations | 160k+ USD |
| Job categories | Regulatory Engagement |
| Skills | Regulatory Engagement, Regulatory Exams, Supervisory Reviews, Operational Risk Management, Regulatory Reporting, Compliance Management, Risk Assessment, AML, Bank Secrecy Act (BSA), USA Patriot Act, Securities Act Of 1933, Investment Company Act Of 1940, Internal Controls, Governance, Policies and Procedures |

## About

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At Citibank N.A., I lead regulatory engagement for Operational Risk Management and the Enterprise Data Office, including end-to-end regulatory exams and supervisory reviews. I oversee recurring supervisory meetings and regulatory reporting, and help turn complex operational risk information into clear, actionable narratives.

Previously, I examined financial firms at FINRA, where I investigated trading patterns and built and referred formal cases involving AML violations, fraud, misrepresentation, and supervision failures. Across banking and risk advisory roles, I’ve worked on compliance, operational risk, and internal controls; at HSBC BankUSA, I led internal audits and reviews that reduced monthly errors and losses by 55%.
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## Experience

### SVP & Senior Officer, Reg Engagement (current)

[Citibank N.A.](https://himalayas.app/companies/citi). Oct 2024 - Present

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Advise Operational Risk Management and Enterprise Data Office executive management on regulatory engagement themes and emerging issues. Lead end-to-end regulatory exams and supervisory reviews, and manage ongoing supervisory meetings with leadership and regulatory counterparts.
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Skills: Operational-Risk-Management, Regulatory-Engagement, Regulatory-Exams, Supervisory-Reviews, Data-Analysis, Stakeholder-Management, Mentorship, Regulatory-Reporting

### VP, Compliance Product Officer

[Citibank N.A.](https://himalayas.app/companies/citi). Jun 2023 - Sep 2024

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Supported and advised FX and Financial Institutions Sales and Services staff on compliance and risk-related matters. Led global escalation processes and managed quarterly targeted compliance assessments.
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Skills: Compliance, Risk-Management, FX, Financial-Institutions, Escalation-Management, Compliance-Training, Alert-Disposition, Regulatory-Change

### Principal

[Financial Industry Regulatory Authority](https://himalayas.app/companies/finra). Dec 2013 - May 2023

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Strategized, led, and executed high-risk and large firm annual exams for risk management and control concerns. Managed large branch exams, investigated money movements, and analyzed complex securities products and trading patterns.
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Skills: Risk-Management, Compliance, Securities, AML, Fraud-Investigation, Branch-Exams, Regulatory-Compliance, Trading-Analysis

### Manager, Risk Advisory Services

[Dixon Hughes Goodman LLP](https://himalayas.app/companies/forvis). May 2018 - May 2019

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Managed direct reports while developing client relationships and providing risk advisory and compliance management consulting services to major financial institutions. Enhanced reporting procedures for clients desiring transparency and understanding of capital charges.
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Skills: Risk-Advisory, Compliance-Management, Consulting, Financial-Institutions, Capital-Charges, Reporting, Securities-Regulations, AML

### Research Analyst

Light Green Advisors Asset Management. May 2013 - Dec 2013

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Researched and modeled compliance, environmental initiatives, energy usage, and financial and environmental management performance of select industries and companies.
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Skills: Research, Financial-Modeling, Compliance, Environmental-Analysis, Energy-Usage, Data-Analysis

### AVP and Operations Manager

HSBC Bank USA. Jan 2010 - Jan 2011

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Managed daily operations with focus on risk mitigation and ensuring compliance of 30 employees in a branch with $1.5bn in deposits. Led successful internal audits and reduced monthly errors and losses by 55%.
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Skills: Operations-Management, Risk-Mitigation, Compliance, AML, Internal-Audit, Team-Leadership, Branch-Operations

### AVP/Officer in Charge

HSBC Bank USA. Jul 2006 - Dec 2009

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Completed management rotations within commercial banking, government and institutional banking, retail banking, relationship management, compliance, and operations. Led new team in building branch office from start-up phase in new market.
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Skills: Commercial-Banking, Government-Banking, Institutional-Banking, Retail-Banking, Relationship-Management, Compliance, Operations, Team-Leadership

## Education

### Fordham University Graduate School of Business

MBA, Finance and International Business. Grade: 3.94 GPA

Activities and societies: President of Global Professional Society, Graduate Research Assistant in Management Systems Department, Member of Finance and NetImpact Societies, Phi Kappa Phi, and Financial Management Association Honor Society

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MBA in Finance and International Business with a 3.94 GPA. Served as President of the Global Professional Society and received the Global Achievement Award.
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### University of Mary Washington

Bachelor of Science, Business Administration

Activities and societies: Best Buddies International Chapter, Men's Rugby team, International Study at American College Dublin

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BS in Business Administration with a concentration in Psychology. Participated in Best Buddies International Chapter and Men's Rugby team, with international study at American College Dublin.
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### ACAMS

Certified Professional, Anti-Money Laundering

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Certified Professional credential from ACAMS, expired in 2023.
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## Tech stack

- Microsoft Excel
- Microsoft Word
- Microsoft Outlook
- Microsoft PowerPoint

To contact Brendan, message them from this profile with a Himalayas employer account: [Hire on Himalayas](https://himalayas.app/hire).

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